| SS |
LOS |
LOS Description |
SS |
LOS |
LOS Description |
| 1 |
| 1 |
Code of Ethics and Standards of Professional Conduct |
| 2 |
"Guidance" for Standards I-VII |
| 3 |
CFA Institute Soft Dollar Standards |
| 4 |
CFA Institute Research Objectivity Standards |
|
1 |
| 1 |
Code of Ethics and Standards of Professional Conduct |
| 2 |
"Guidance" for Standards I-VII |
| 3 |
CFA Institute Soft Dollar Standards |
| 4 |
CFA Institute Research Objectivity Standards |
|
| 2 |
| 5 |
The Glenarm Company |
| 6 |
Preston Partners |
| 7 |
Super Selection |
| 8 |
Trade Allocation: Fair Dealing and Disclosure |
| 9 |
Changing Investment Objectives |
| 10 |
Prudence in perspective |
|
2 |
| 5 |
The Glenarm Company |
| 6 |
Preston Partners |
| 7 |
Super Selection |
| 8 |
Trade Allocation: Fair Dealing and Disclosure |
| 9 |
Changing Investment Objectives |
| 10 |
Prudence in perspective |
|
| 3 |
| 11 |
Correlation and Regression |
| 12 |
Multiple Regression and Issues in Regression Analysis |
| 13 |
Time-Series Analysis |
|
3 |
| 11 |
Correlation and Regression |
| 12 |
Multiple Regression and Issues in Regression Analysis |
| 13 |
Time-Series Analysis |
|
| 4 |
| 14 |
Economic Growth |
| 15 |
Regulation and Antitrust Policy in a Globalized Economy |
| 16 |
Trading with the world |
| 17 |
The Exchange Rate and the Balance of Payments |
| 18 |
Currency Exchange Rates |
| 19 |
Foreign Exchange Parity Relations |
| 20 |
Measuring Economic Activity |
|
4 |
| 14 |
Economic Growth |
| 15 |
Regulation and Antitrust Policy in a Globalized Economy |
| 16 |
Trading with the world |
| 17 |
The Exchange Rate and the Balance of Payments |
| 18 |
Currency Exchange Rates |
| 19 |
Foreign Exchange Parity Relations |
| 20 |
Measuring Economic Activity |
|
| 5 |
| 21 |
Intercorporate Investments |
| 22 |
Variable Interest Entities, Intercompany Debt, Consolidated Cash Flows, and Other Issues |
|
5 |
| 21 |
Intercorporate Investments |
| - |
- |
|
| 6 |
| 23 |
Employee Compensation: Post-Retirement and Share-Based |
| 24 |
Multinational Operations |
|
6 |
| 22 |
Employee Compensation: Post-*Employment and Share-Based |
| 23 |
Multinational Operations |
|
| 7 |
| 25 |
The Lessons We Learn |
| 26 |
Evaluating Financial Reporting Quality |
| 27 |
Analysis of Financial Statements: A Synthesis |
|
7 |
| 24 |
The Lessons We Learn |
| 25 |
Evaluating Financial Reporting Quality |
| 26 |
*Integration of Financial Statement Analysis *Techniques |
|
| 8 |
| 28 |
Capital Budgeting |
| 29 |
Capital Structure and Leverage |
| 30 |
Dividends and Dividend Policy |
|
8 |
| 27 |
Capital Budgeting |
| 28 |
Capital Structure and Leverage |
| 29 |
Dividends and Dividend Policy |
|
| 9 |
| 31 |
Corporate Governance |
| 32 |
Mergers and Acquisitions |
|
9 |
| 30 |
Corporate Governance |
| 31 |
Mergers and Acquisitions |
|
| 10 |
| 33 |
A Note on Asset Valuation |
| 34 |
The Equity Valuation Process |
| 35 |
Equity: Markets and Instruments |
| 36 |
Return Concepts |
|
10 |
| 32 |
A Note on Asset Valuation |
| 33 |
Equity Valuation: Applications and Processes |
| 34 |
Equity: Markets and Instruments |
| 35 |
Return Concepts |
|
| 11 |
| 37 |
Equity: Concepts and Techniques |
| 38 |
The Five Competitive Forces that Shape Strategy |
| 39 |
Industry Analysis |
| 40 |
Valuation in Emerging Markets |
| 41 |
Discounted Dividend Valuation |
|
11 |
| 36 |
Equity: Concepts and Techniques |
| 37 |
The Five Competitive Forces that Shape Strategy |
| 38 |
Industry Analysis |
| 39 |
Valuation in Emerging Markets |
| 40 |
Discounted Dividend Valuation |
|
| 12 |
| 42 |
Free Cash Flow Valuation |
| 43 |
Marker-Based Valuation: Price Multiples |
| 44 |
U.S. Portfolio Strategy: Seeking Value -- Anatomy of Valuation |
| 45 |
Residual Income Valuation |
|
12 |
| 41 |
Free Cash Flow Valuation |
| 42 |
Market-Based Valuation: Price and *Enterprise Value Multiples |
| 43 |
Residual Income Valuation |
| 44 |
Private Company Valuation |
|
| 13 |
| 46 |
Investment Analysis |
| 47 |
Income Property Analysis and Appraisal |
| 48 |
Private Equity Valuation |
| 49 |
Investing in Commodities |
| 50 |
Evaluating the Performance of Your Hedge Funds |
| 51 |
Buyers Beware: Evaluating and Managing the Many Facets of the Risks of Hedge Funds |
|
13 |
| 45 |
Investment Analysis |
| 46 |
Income Property Analysis and Appraisal |
| 47 |
Private Equity Valuation |
| 48 |
Investing in Commodities |
| 49 |
Evaluating the Performance of Your Hedge Funds |
| 50 |
Buyers Beware: Evaluating and Managing the Many Facets of the Risks of Hedge Funds |
|
| 14 |
| 52 |
General Principles of Credit Analysis |
| 53 |
The Liquidity Conundrum |
| 54 |
Term Structure and Volatility of Interest Rates |
| 55 |
Valuing Bonds with Embedded Options |
|
14 |
| 51 |
General Principles of Credit Analysis |
| 52 |
The Liquidity Conundrum |
| 53 |
Term Structure and Volatility of Interest Rates |
| 54 |
Valuing Bonds with Embedded Options |
|
| 15 |
| 56 |
Mortgage-Backed Sector of the Bond Market |
| 57 |
Europe's Whole Loan Sales Market Burgeoning as Mortgage Credit Market Comes of Age |
| 58 |
Asset-Backed Sector of the Bond Market |
| 59 |
Valuing Mortgage-Backed and Asset-Backed Securities |
|
15 |
| 55 |
Mortgage-Backed Sector of the Bond Market |
| - |
- |
| 56 |
Asset-Backed Sector of the Bond Market |
| 57 |
Valuing Mortgage-Backed and Asset-Backed Securities |
|
| 16 |
| 60 |
Forward Markets and Contracts |
| 61 |
Futures Markets and Contracts |
|
16 |
| 58 |
Forward Markets and Contracts |
| 59 |
Futures Markets and Contracts |
|
| 17 |
| 62 |
Option Markets and Contracts |
| 63 |
Swap Markets and Contracts |
| 64 |
Interest Rate Derivative Instruments |
| 65 |
Using Credit Derivatives to Enhance Return and Manage Risk |
|
17 |
| 60 |
Option Markets and Contracts |
| 61 |
Swap Markets and Contracts |
| 62 |
Interest Rate Derivative Instruments |
| 63 |
Using Credit Derivatives to Enhance Return and Manage Risk |
|
| 18 |
| 66 |
Portfolio Concepts |
| 67 |
A Note on Harry M. Markowitz's "Market Efficiency: A Theoretical Distinction and So What?" |
| 68 |
International Asset Pricing |
| 69 |
The Theory of Active Portfolio Management |
| 70 |
Taxes and Private Wealth Management in a Global Context |
| 71 |
The Portfolio Management Process and the Investment Policy Statement |
|
18 |
| 64 |
Portfolio Concepts |
| 65 |
A Note on Harry M. Markowitz's "Market Efficiency: A Theoretical Distinction and So What?" |
| 66 |
International Asset Pricing |
| 67 |
The Theory of Active Portfolio Management |
| - |
- |
| 68 |
The Portfolio Management Process and the Investment Policy Statement |
|
